Top Securities Lawyers and Attorneys

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What Can A Securities Lawyer Help You With?

Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.

How Much Does It Cost To Hire A Securities Lawyer In The U.S.?

Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.

How To Find The Best Securities Lawyer

While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.

Need A Securities Lawyer In Your Area?

UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.

FAQs About Securities Lawyers And Law

What is a securities law firm?

Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.

What do securities litigators do?

Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.

What is the purpose of securities law?

Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth W.

Seth Wiener

1226 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Neil G.

Neil Gandhi

326 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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David Y.

David Yamaguchi

243 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Mario N.

Mario Naim

228 reviews
Mario's firm focuses on serving growth companies throughout the venture capital life cycle from startups to public companies. The firm provides services related to business law, specifically corporate, securities, business combinations and commercial transactions. He has also helped foreign clients in the acquisitions of businesses in the U.S., Canada, Europe, the Middle East, and South America.
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Joshua S.

Joshua Soloway

209 reviews
He has experience as an entrepreneur, investment banker, strategic adviser and corporate finance attorney. Joshua is currently a Managing Director of Soloway Group, PC Counselors at Law. His focus is on corporate finance, securities, capital raising and general corporate matters. His legal advice extends to private and public companies. He attended Boston University School of Law, where he earned a Juris Doctorate.
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Richard G.

Richard Gora

200 reviews
Looking for an attorney with experience? Richard Gora is the exact attorney you want. Having defended over 100 cases both in state and federal courts and working with clients from around the globe, Richard has an array of different experiences. His services are wide-ranging and include business litigation, securities litigations, employment litigation, and business counsel. Prior to founding Gora LLC, he worked for Finn, Dixon & Herling LLP for eight years.
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Michael W.

Michael Wieser

164 reviews
I am dedicated to working with startup entrepreneurs and early stage growth companies to provide legal stability and scalability for growing enterprises. What sets me apart... read more
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Brig R.

Brig Ricks

160 reviews
I am a senior executive and strategic legal adviser with 19 years of experience providing legal services in international environments. I am a general counsel who can advis... read more
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Paul S.

Paul Spitz

149 reviews
With an MBA in marketing from Indiana University, Paul Spitz offers business experience and legal expertise to companies ranging from startups to midsize organizations. He specializes in the areas of technology, marketing, e-commerce, and digital media. Unlike attorneys at large law firms, Mr. Spitz is able to provide affordable services in counseling, representation, and negotiation.
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Umar F.

Umar Farooq

139 reviews
Umar Farooq focuses on corporate legal matters that include commercial contracts, employment matters and business operation management. He has represented Vodafone, RBS, ExonMobil and various other large corporations. Umar graduated cum laude from the University of Buffalo School of Law in 2007. He also received an Adelbert Moot Scholarship while attending the University in 2006. Umar started his own law firm in 2012 and is currently the managing business attorney.
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This is the most recent 20 reviews out of 612 reviews for Securities & Finance attorneys

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Michael Wieser

"Michael is a great lawyer that has and is"

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Minneapolis, MN,

Melissa Kann
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Initial Investor Documentation

Melissa Kann

"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."

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San Pedro, CA,

Jon Bourne
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Jon Bourne

"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"

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Morrison, CO,

Darryl Shaper
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Darryl Shaper

"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."

.
Chevy Chase, MD,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Matthew Roazen

"Delivered exactly what was promised, exactly when promised"

.
Rockwood, MI,

Alexander Nahai
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Alexander Nahai

"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."

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New York, NY,

Wendell Beres
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Wendell Beres

"Great working with you."

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Fort Lee, NJ,

Paul Spitz
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Paul Spitz

"Patient and competent highly specialist. Responding very quickly."

.
Lewes, DE,

Sara Mana
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Sara Mana

"Sara is terrific to work with, smart, consultative and efficient,"

.
Stowe, VT,

Jonathan Savar
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Jonathan Savar

"John quickly reviewed an operating agreement and shared his feedback. He demonstrated professionalism, expertise, and excellent communication throughout the process, making them a trusted partner for future legal needs."

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Union, NJ,

David Tice
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

David Tice

"Davis was great! He made sure I had a clear understanding of the entire legal process. He was doing all the work but I still felt very “in-control” throughout. This was my first time using UpCounsel but I’m glad I chose David. I highly recommend."

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Linden, NJ,

Darin Mangum
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Darin Mangum

"Very easy to work with and got what we needed done. Would recommend. Thx!!"

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Bethesda, MD,

Daniel Weberman
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Daniel Weberman

"Danielle did a great job updating and reviewing our terms and conditions page for our SaaS business."

.
Highland, IN,

Patrick Perkins
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Patrick Perkins

"I am very happy I chose Patrick to work with! He is very professional but also able to explain terms and legalese in layman terms, what was very hepful to me. He was always available, as needed and was quick to address questions. If and when the time comes, I hope to work with him again!"

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Florence, KY,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Grant Maynard

"Excellent advise, got the job done quickly. Highly recommended."

.
Irvine, CA,

Timothy Duffy
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Timothy Duffy

"Tim has been very helpful for everything. What I really liked is that he set up a zoom call with me and he explained everything in detail. He was also the only lawyer that was very honest on what actually I really need and what is "good to have" but not necessary at the moment. I liked his honesty and the fact that he completed all the contracts in a timely manner. I would work with Tim on different contracts in future and I recommend him."

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Miami, FL,

Joshua Soloway
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Joshua Soloway

"Very informative meeting with Josh. He was helpful and answered all of my questions without hesitation."

.
Mineola, NY,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Neil Gandhi

"Highly experienced, specialized, great follow-up, courteous"

.
Brooksville, FL,

Mathew Auric
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Mathew Auric

"Perfect!"

.
San Ramon, CA,

Oren Litwin
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Commercial Loan

Oren Litwin

"Oren was excellent to work with and provided the completed work prior to noon on the day on which he was hired. Highly recommended!"

.
Stover, MO,


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