Top Securities Lawyers and Attorneys
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What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.
Seth Wiener
Neil Gandhi
David Yamaguchi
Mario Naim
Brig Ricks
Michael Wieser
Paul Spitz
Umar Farooq
Jonathan Savar
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Baruch Gottesman
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Top Securities Lawyers and Attorneys
What Our Customers Have to Say
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This is the most recent 20 reviews out of 628 reviews for Securities & Finance attorneys
Assist with Equity Financing
"We will use Rebecca again; professional, timely and thoughtful. Thank you."
Collin M
.
Bellingham,
WA,
8 days ago
Hedge Fund and RIA Formation
"Straight to the point to address issues/ questions."
Samba Y
.
Santa Cruz,
CA,
10 days ago
Assist with Equity Financing
"Working with Jason has been an ideal partnership for our firm. We were able to accomplish our objectives with extremely clear and precise guidance against our specific needs. We would recommend Jason and his firm for securities work and look forward to working with him and his firm in the future. 5/5, we would recommend him to others as well."
Ian R
.
Houston,
TX,
12 days ago
Assist with Other Securities & Finance Matter
"Excellent"
Dr. Givona S
.
Temecula,
CA,
about 2 months ago
Draft Subscription Agreement
"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"
Randy M
.
Cresson,
TX,
3 months ago
Contract Review
"Excellent work, thank you!"
Bryan L
.
Oldsmar,
FL,
3 months ago
Assist with Equity Financing
"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."
Ines C
.
5 months ago
Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC
"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."
Ricardo M
.
El Paso,
TX,
5 months ago
Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
6 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
9 months ago
Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
10 months ago
Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
11 months ago
Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
about 1 year ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
about 1 year ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
about 1 year ago
Stock Purchase Agreement
"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."
Brian Y
.
New York,
NY,
about 1 year ago
Draft Subscription Agreement
"Great working with you."
Nathan S
.
Fort Lee,
NJ,
about 1 year ago
Draft Subscription Agreement
"John quickly reviewed an operating agreement and shared his feedback. He demonstrated professionalism, expertise, and excellent communication throughout the process, making them a trusted partner for future legal needs."
Navin N
.
Union,
NJ,
over 1 year ago
Assist with Other Securities & Finance Matter
"Davis was great! He made sure I had a clear understanding of the entire legal process. He was doing all the work but I still felt very “in-control” throughout. This was my first time using UpCounsel but I’m glad I chose David. I highly recommend."
Rose P
.
Linden,
NJ,
over 1 year ago
Assist with Other Securities & Finance Matter
"Very easy to work with and got what we needed done. Would recommend. Thx!!"
John L
.
Bethesda,
MD,
over 1 year ago