Top Securities Lawyers and Attorneys

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What Can A Securities Lawyer Help You With?

Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.

How Much Does It Cost To Hire A Securities Lawyer In The U.S.?

Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.

How To Find The Best Securities Lawyer

While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.

Need A Securities Lawyer In Your Area?

UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.

FAQs About Securities Lawyers And Law

What is a securities law firm?

Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.

What do securities litigators do?

Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.

What is the purpose of securities law?

Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth W.

Seth Wiener

1212 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Geoffrey A.

Geoffrey Amend

787 reviews
Geoffrey Amend has over 21 years of experience as a business attorney. He is licensed to practice law in Kansas. Geoffrey has represented numerous corporate clients, including JungleBee, MomoCentral and APIMATIC. He started his own legal firm in 2013 and was the general counsel at Chelsea Partner before starting his own firm. Geoffrey graduated with a J.D. in law from the Washburn University School of Law in 1995.
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Neil G.

Neil Gandhi

325 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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David Y.

David Yamaguchi

234 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Mario N.

Mario Naim

225 reviews
Mario's firm focuses on serving growth companies throughout the venture capital life cycle from startups to public companies. The firm provides services related to business law, specifically corporate, securities, business combinations and commercial transactions. He has also helped foreign clients in the acquisitions of businesses in the U.S., Canada, Europe, the Middle East, and South America.
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Joshua S.

Joshua Soloway

205 reviews
He has experience as an entrepreneur, investment banker, strategic adviser and corporate finance attorney. Joshua is currently a Managing Director of Soloway Group, PC Counselors at Law. His focus is on corporate finance, securities, capital raising and general corporate matters. His legal advice extends to private and public companies. He attended Boston University School of Law, where he earned a Juris Doctorate.
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Richard G.

Richard Gora

200 reviews
Looking for an attorney with experience? Richard Gora is the exact attorney you want. Having defended over 100 cases both in state and federal courts and working with clients from around the globe, Richard has an array of different experiences. His services are wide-ranging and include business litigation, securities litigations, employment litigation, and business counsel. Prior to founding Gora LLC, he worked for Finn, Dixon & Herling LLP for eight years.
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Michael W.

Michael Wieser

143 reviews
I am dedicated to working with startup entrepreneurs and early stage growth companies to provide legal stability and scalability for growing enterprises. What sets me apart... read more
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Paul S.

Paul Spitz

141 reviews
With an MBA in marketing from Indiana University, Paul Spitz offers business experience and legal expertise to companies ranging from startups to midsize organizations. He specializes in the areas of technology, marketing, e-commerce, and digital media. Unlike attorneys at large law firms, Mr. Spitz is able to provide affordable services in counseling, representation, and negotiation.
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Umar F.

Umar Farooq

139 reviews
Umar Farooq focuses on corporate legal matters that include commercial contracts, employment matters and business operation management. He has represented Vodafone, RBS, ExonMobil and various other large corporations. Umar graduated cum laude from the University of Buffalo School of Law in 2007. He also received an Adelbert Moot Scholarship while attending the University in 2006. Umar started his own law firm in 2012 and is currently the managing business attorney.
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