Top Securities Lawyers and Attorneys
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What Can A Securities Lawyer Help You With?
Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.
How Much Does It Cost To Hire A Securities Lawyer In The U.S.?
Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.
How To Find The Best Securities Lawyer
While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.
Need A Securities Lawyer In Your Area?
UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.
FAQs About Securities Lawyers And Law
What is a securities law firm?
Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.
What do securities litigators do?
Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.
What is the purpose of securities law?
Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth Wiener
Neil Gandhi

David Yamaguchi

Mario Naim

Richard Gora
Brig Ricks

Michael Wieser

Paul Spitz
Umar Farooq

Grant Maynard
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More Attorneys
Top Securities Lawyers and Attorneys
What Our Customers Have to Say
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This is the most recent 20 reviews out of 617 reviews for Securities & Finance attorneys

Draft Subscription Agreement
"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."
Guillermo S
.
Lake Mary,
FL,
11 days ago

Draft SAFE Document
"He is very responsive and very cautious about contents of materials being put out publicly to keep us out of trouble."
Corazon A
.
Washington,
DC,
18 days ago

Review Stock Purchase Agreement
"I worked with Paul on the review a share purchase agreement at the inception of my company. His approach was clear and pragmatic he has been most efficient in the matter while ensuring great customer experience. I 100% recommend, thank you Paul"
Axel E
.
Lewes,
DE,
3 months ago
Equity Financing
"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."
Andria B
.
Fort Lauderdale,
FL,
4 months ago

Assist with Other Securities & Finance Matter
"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"
Ryan D
.
Oakland,
CA,
5 months ago

Assist with Equity Financing
"Michael is a great lawyer that has and is"
Benton M
.
Minneapolis,
MN,
5 months ago

Initial Investor Documentation
"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."
Andreas D
.
San Pedro,
CA,
7 months ago
Review Stock Purchase Agreement
"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"
Jude B
.
Morrison,
CO,
8 months ago
Draft Stock Purchase Agreement
"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."
Dr. Ron B
.
Chevy Chase,
MD,
8 months ago
Draft Stock Purchase Agreement
"Delivered exactly what was promised, exactly when promised"
Chris B
.
Rockwood,
MI,
9 months ago
Stock Purchase Agreement
"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."
Brian Y
.
New York,
NY,
9 months ago

Draft Subscription Agreement
"Great working with you."
Nathan S
.
Fort Lee,
NJ,
9 months ago
Draft Subscription Agreement
"John quickly reviewed an operating agreement and shared his feedback. He demonstrated professionalism, expertise, and excellent communication throughout the process, making them a trusted partner for future legal needs."
Navin N
.
Union,
NJ,
11 months ago
Assist with Other Securities & Finance Matter
"Davis was great! He made sure I had a clear understanding of the entire legal process. He was doing all the work but I still felt very “in-control” throughout. This was my first time using UpCounsel but I’m glad I chose David. I highly recommend."
Rose P
.
Linden,
NJ,
11 months ago

Assist with Other Securities & Finance Matter
"Very easy to work with and got what we needed done. Would recommend. Thx!!"
John L
.
Bethesda,
MD,
about 1 year ago
Draft Subscription Agreement
"Danielle did a great job updating and reviewing our terms and conditions page for our SaaS business."
Tazoar A
.
Highland,
IN,
about 1 year ago

Review Stock Purchase Agreement
"I am very happy I chose Patrick to work with! He is very professional but also able to explain terms and legalese in layman terms, what was very hepful to me. He was always available, as needed and was quick to address questions. If and when the time comes, I hope to work with him again!"
Anna O
.
Camden,
SC,
over 1 year ago

Assist with Other Securities & Finance Matter
"Excellent advise, got the job done quickly. Highly recommended."
Adam F
.
Irvine,
CA,
over 1 year ago

Assist with Other Securities & Finance Matter
"Very informative meeting with Josh. He was helpful and answered all of my questions without hesitation."
Roberto W
.
Mineola,
NY,
over 1 year ago
Assist with SAFE Document
"Highly experienced, specialized, great follow-up, courteous"
Nancy P
.
Brooksville,
FL,
over 1 year ago