Top Securities Lawyers and Attorneys

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What Can A Securities Lawyer Help You With?

Securities attorneys help clients navigate laws involving the selling and buying of securities. This can include things like dealing with stockbroker negligence, transactions, legal disputes that involve broker fraud, breach of fiduciary duty, initial public offerings (IPO), and SEC filings.

How Much Does It Cost To Hire A Securities Lawyer In The U.S.?

Securities lawyers can range from an hourly rate of $300 to $600 per hour, depending on your location, the experience level of the attorney, and the degree of assistance that you need.

How To Find The Best Securities Lawyer

While you can Google search ‘securities attorney near me’ to find a lawyer, that doesn’t guarantee that you’ll find the best one suited to your needs. Whether you’re looking for a securities fraud attorney or a lawyer to help with the legal aspect of transactions, you can search for a professional in a variety of ways. Many opt for referrals, while others may consult local bar associations. You can also utilize platforms like UpCounsel to help you search for a variety of specialized attorneys.

Need A Securities Lawyer In Your Area?

UpCounsel lets you connect with experienced sec attorneys who provide a range of services and are ready to help you on an ongoing basis. Click here to easily find & compare securities lawyers in your area for free.

FAQs About Securities Lawyers And Law

What is a securities law firm?

Law firms that employ securities arbitration lawyers specialize in assisting clients with legal challenges related to financial investments.

What do securities litigators do?

Securities litigation attorneys represent corporations and individuals during litigation, which may involve cases of stock-drops or securities class actions.

What is the purpose of securities law?

Securities law protects against misrepresentation and fraud during the buying and selling of securities while requiring information on securities offered for public sale. A sec lawyer can help you navigate the complexity of securities law.

Seth W.

Seth Wiener

1237 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Neil G.

Neil Gandhi

329 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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David Y.

David Yamaguchi

252 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Mario N.

Mario Naim

237 reviews
Mario's firm focuses on serving growth companies throughout the venture capital life cycle from startups to public companies. The firm provides services related to business law, specifically corporate, securities, business combinations and commercial transactions. He has also helped foreign clients in the acquisitions of businesses in the U.S., Canada, Europe, the Middle East, and South America.
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Brig R.

Brig Ricks

175 reviews
I am a senior executive and strategic legal adviser with 19 years of experience providing legal services in international environments. I am a general counsel who can advis... read more
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Michael W.

Michael Wieser

166 reviews
I am dedicated to working with startup entrepreneurs and early stage growth companies to provide legal stability and scalability for growing enterprises. What sets me apart... read more
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Paul S.

Paul Spitz

158 reviews
With an MBA in marketing from Indiana University, Paul Spitz offers business experience and legal expertise to companies ranging from startups to midsize organizations. He specializes in the areas of technology, marketing, e-commerce, and digital media. Unlike attorneys at large law firms, Mr. Spitz is able to provide affordable services in counseling, representation, and negotiation.
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Umar F.

Umar Farooq

140 reviews
Umar Farooq focuses on corporate legal matters that include commercial contracts, employment matters and business operation management. He has represented Vodafone, RBS, ExonMobil and various other large corporations. Umar graduated cum laude from the University of Buffalo School of Law in 2007. He also received an Adelbert Moot Scholarship while attending the University in 2006. Umar started his own law firm in 2012 and is currently the managing business attorney.
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Baruch G.

Baruch Gottesman

122 reviews
Baruch Gottesman is a corporate attorney with over a decade of experience. He is licensed to practice law in both New Jersey and New York. Baruch obtained his J.D. degree in law from the Benjamin N. Cardozo School of Law, Yeshiva University. He is skilled in providing legal assistance to startup companies, with exceptional experience in drafting, negotiating and reviewing commercial contracts. Baruch founded his own law firm in January 2010.
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Jason H.

Jason Head

103 reviews
Jason has been providing legal insight and business expertise since 2001. He is admitted to both the Virginia Bar and the Texas State Bar, and also proud of his membership ... read more
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This is the most recent 20 reviews out of 623 reviews for Securities & Finance attorneys

Dmitriy Ishimbayev
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fintech Compliance Help

Dmitriy Ishimbayev

"Dmitriy was very patient and was willing to cooperate with us on any requests"

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Orem, UT,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Matthew Roazen

"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"

.
Cresson, TX,

Bob Schrader, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Contract Review

Bob Schrader, Esq.

"Excellent work, thank you!"

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Oldsmar, FL,

Mario Naim
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Mario Naim

"Mario was quick to respond, understood our structure right away, and explained things clearly. Very helpful and easy to work with. Thanks Mario."

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Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC

Neil Gandhi

"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."

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El Paso, TX,

Sara Mana
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Sara Mana

"Sara was amazing to work with. She was very specific and on point. We will definitely turn to her with any other legal consulting."

.
Lake Mary, FL,

Paul Spitz
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Paul Spitz

"I worked with Paul on the review a share purchase agreement at the inception of my company. His approach was clear and pragmatic he has been most efficient in the matter while ensuring great customer experience. I 100% recommend, thank you Paul"

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Lewes, DE,

Timothy Duffy
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Equity Financing

Timothy Duffy

"Tim is really great to work with! As a startup he is conscious of resource limitations and works with me to make sure I get the legal services I need in a way that is affordable."

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Fort Lauderdale, FL,

Eric Alspaugh
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Eric Alspaugh

"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"

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Oakland, CA,

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Michael Wieser

"Michael is a great lawyer that has and is"

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Minneapolis, MN,

Melissa Kann
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Initial Investor Documentation

Melissa Kann

"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."

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San Pedro, CA,

Jon Bourne
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Jon Bourne

"Jon was a great help to me. He was quick, efficient, and explained everything easily. I would definitely reach back out to him for further help when needed!"

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Morrison, CO,

Darryl Shaper
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Darryl Shaper

"Darryl is knowledgeable, timely, and really enjoys working with is clients. He gave me great piece of mind and I'll certainly be reaching out to him for any of my legal issues for my business."

.
Chevy Chase, MD,

Alexander Nahai
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Alexander Nahai

"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."

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New York, NY,

Wendell Beres
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Wendell Beres

"Great working with you."

.
Fort Lee, NJ,

Jonathan Savar
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Jonathan Savar

"John quickly reviewed an operating agreement and shared his feedback. He demonstrated professionalism, expertise, and excellent communication throughout the process, making them a trusted partner for future legal needs."

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Union, NJ,

David Tice
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

David Tice

"Davis was great! He made sure I had a clear understanding of the entire legal process. He was doing all the work but I still felt very “in-control” throughout. This was my first time using UpCounsel but I’m glad I chose David. I highly recommend."

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Linden, NJ,

Darin Mangum
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Darin Mangum

"Very easy to work with and got what we needed done. Would recommend. Thx!!"

.
Bethesda, MD,

Daniel Weberman
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Daniel Weberman

"Danielle did a great job updating and reviewing our terms and conditions page for our SaaS business."

.
Highland, IN,

Patrick Perkins
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Patrick Perkins

"I am very happy I chose Patrick to work with! He is very professional but also able to explain terms and legalese in layman terms, what was very hepful to me. He was always available, as needed and was quick to address questions. If and when the time comes, I hope to work with him again!"

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Camden, SC,


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