New York City Securities Attorneys & Lawyers

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Neil G.

Neil Gandhi

326 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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Mario N.

Mario Naim

228 reviews
Mario's firm focuses on serving growth companies throughout the venture capital life cycle from startups to public companies. The firm provides services related to business law, specifically corporate, securities, business combinations and commercial transactions. He has also helped foreign clients in the acquisitions of businesses in the U.S., Canada, Europe, the Middle East, and South America.
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Joshua S.

Joshua Soloway

209 reviews
He has experience as an entrepreneur, investment banker, strategic adviser and corporate finance attorney. Joshua is currently a Managing Director of Soloway Group, PC Counselors at Law. His focus is on corporate finance, securities, capital raising and general corporate matters. His legal advice extends to private and public companies. He attended Boston University School of Law, where he earned a Juris Doctorate.
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Richard G.

Richard Gora

200 reviews
Looking for an attorney with experience? Richard Gora is the exact attorney you want. Having defended over 100 cases both in state and federal courts and working with clients from around the globe, Richard has an array of different experiences. His services are wide-ranging and include business litigation, securities litigations, employment litigation, and business counsel. Prior to founding Gora LLC, he worked for Finn, Dixon & Herling LLP for eight years.
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Umar F.

Umar Farooq

139 reviews
Umar Farooq focuses on corporate legal matters that include commercial contracts, employment matters and business operation management. He has represented Vodafone, RBS, ExonMobil and various other large corporations. Umar graduated cum laude from the University of Buffalo School of Law in 2007. He also received an Adelbert Moot Scholarship while attending the University in 2006. Umar started his own law firm in 2012 and is currently the managing business attorney.
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Jonathan S.

Jonathan Savar

122 reviews
In addition to being a skilled business lawyer, Jonathan Savar is highly experienced in investment banking. He handles strategic transactions, financings, and contracts for individuals, startups, and middle-market companies. Mr. Savar offers every one of his clients individualized attention to provide efficient, cost-effective services.
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Daniel W.

Daniel Weberman

34 reviews
I am an experienced New York Attorney pleased to offer my services to clients who are seeking assistance with startup consulting and/or business related legal work. My expe... read more
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Dmitriy I.

Dmitriy Ishimbayev

20 reviews
Dmitriy started his firm in 2015 to help small businesses and startups in New York and New Jersey. While running a retail business prior to starting his legal career, Dmitr... read more
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Eric B.

Eric Broad

15 reviews
I’m the Founder and CEO of Bowery Legal, a firm composed of startup and venture capital lawyers and entrepreneurs who have worked at big law firms such as Latham & Watk... read more
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Thomas B.

Thomas Bark

524 reviews
Thomas Bark is a Partner at Jones Bay working with startups, but he can also handle legal matters for large companies. Previously, he has worked for two top international law firms for some 25 years - some of his experience includes working abroad.. His practice extends to corporate law and commercial contracts, with a particular emphasis in VC finance, M&A, lending, employment, joint ventures and technology issues. He attended The University of Virginia School of Law.
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New York City Securities Lawyers

5.0 
Based on 2845 reviews
Clear Communication - 5.0
Response Time - 5.0
Knowledgeable - 5.0
Meets Deadlines - 5.0
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Legal Services Offered by Our On-Demand New York City Securities Attorneys

On UpCounsel, you can find and connect with top-rated New York securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the top-rated New York securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on-demand or on an ongoing basis in the city of New York, NY.

From primarily dealing with things like SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the New York securities lawyers on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of securities law needs you have, you can easily hire an experienced New York securities lawyer on UpCounsel to help you today.

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SVP & General Counsel

"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."

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Co-founder & CEO

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This is the most recent 20 reviews out of 95 reviews for Securities & Finance attorneys in New York

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Michael Wieser

"Michael was an amazing partner for our business looking to have our first capital fundraising. He was incredibly knowledgeable about the do’s and don’ts of raising capital, as well as extensive experience on how other businesses handled the process. We’re hoping to continue working with Michael for any business financing/structure needs in the near future!"

.
New York, NY,

Alexander Nahai
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Alexander Nahai

"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."

.
New York, NY,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Security Agreement with Supplier for Legal Protection

Matthew Roazen

"Matthew was a pleasure to work with and a knowledgable professional."

.
Ozone Park, NY,

Joshua Soloway
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Joshua Soloway

"Very informative meeting with Josh. He was helpful and answered all of my questions without hesitation."

.
Mineola, NY,

Ryan A. Woods
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Ryan A. Woods

"Good work!!!"

.
New York, NY,

Craig Effrain, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Craig Effrain, Esq.

"Craig was super helpful in guiding me through the process and outlining different options we can pursue. I highly recommend him."

.
Brooklyn, NY,

Katie Centolella
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Katie Centolella

"Katie was super responsive and very knowledgeable, particularly on the tax-related issues we needed to discuss. Highly recommend."

.
New York, NY,

Andrew Kussmaul
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Andrew Kussmaul

"Andrew gave quick, detailed feedback in a niche category - he was great to work with and hope to do so again in the future."

.
Brooklyn, NY,

Mario Naim
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fund Formation

Mario Naim

"Mario has been a great resource for my business partners and I on small business formation. He is knowledgeable, thorough in the legal documents he drafts for us, and responds to inquiries quickly. I highly recommend Mario for your small business legal and compliance needs."

.
Brooklyn, NY,

Michael Pogue
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Commercial Loan

Michael Pogue

"Very helpful. Pleasure to work with him"

.
New York, NY,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Neil Gandhi

"Knowledgable and fast communication!"

.
New York, NY,

Geoffrey Amend
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Geoffrey Amend

"Awesome lawyer for us."

.
Brooklyn, NY,

Lauri Donahue
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Lauri Donahue

"I like working with her"

.
Long Island City, NY,

Neil Fridman
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Neil Fridman

"Was great working with Neil again. Look forward to the ongoing relationship. He’s our legal guy!"

.
Astoria, NY,

Thomas Bark
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Thomas Bark

"Great - as always."

.
New York, NY,

Lois (Nuo Jia) Li
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Lois (Nuo Jia) Li

"Lois is very professional, a really recommande work with her. She understand very quickly all our requirements and needs."

.
Brooklyn, NY,

Jason Head
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Capital Raising: General Solicitation—Rule 506(c)

Jason Head

"A great person to relate. A great professional to work. A great server to build."

.
New York, NY,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Convertible Note

Grant Maynard

"FANTASTIC! Extremely knowledgable, helpful, courteous."

.
New York, NY,

Andrew Diehl
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Consult on Stock Purchase Agreement

Andrew Diehl

"Andrew was great. Gave me informative feedback and fulfilled the questions I had."

.
New York, NY,

Eric Leander
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Eric Leander

"Eric was really helpful in explaining concepts around a SAFE that I was unfamiliar with. He worked quickly once he had all of the requirements from us. Would absolutely recommend!"

.
Long Island City, NY,

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