Securities Attorneys & Lawyers serving New York

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Seth W.

Seth Wiener

1226 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Steven S.

Steven Stark

583 reviews
For over 30 years, Steven Stark has offered counsel to non-profit organizations and private companies. He has a passion for helping small businesses in particular since he himself started several businesses of his own in New York and Florida. He understands the importance of small businesses having a reliable attorney to advise them about legal matters from their inception.
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Lauri D.

Lauri Donahue

543 reviews
Lauri Donahue has been practicing law for more than 25 years. She advises high-tech, media, and entertainment companies in the U.S., Israel, and the EU on matters including technology licensing, entertainment law, video game law, anti-piracy, antitrust, IP litigation, and patent monetization. Ms. Donahue also trains and manages multi-shore teams and teaches law in the U.S. and overseas.
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Ross B.

Ross Brandborg

501 reviews
Ross Brandborg is an attorney at law with more than 13 years of experience. He has been licensed to practice law in Minnesota and North Dakota. Ross is also a member of the North Dakota Patent Bar. He has a Juris Doctor degree in law, which he obtained after his graduation from the University of North Dakota. He specializes in trademark and copyright law, as well as in patents. Ross founded his own law firm, Brandborg Law, in 2017.
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Kanika R.

Kanika Radhakrishnan

442 reviews
Kanika is an experienced Patent Attorney and Managing Partner of Evergreen Valley Law Group in Silicon Valley, which serves innovative entrepreneurs with backgrounds in mechanical engineering, electrical engineering, and computer science. She has filed over 5,000 patent applications in the U.S. and worldwide with a successful track record of obtaining patents for clients.
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Scott S.

Scott Stram

406 reviews
As a member of both the New York and New Jersey Bars, Scott Stram is an accomplished lawyer with experience in a range of legal and business areas. This includes corporate law, data security, compliance, real estate, and intellectual property. Before founding Stram Law, Scott was a compliance officer for a company that performed property audits, a director of a security consulting practice, and an operations officer for Viacom and CBS.
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Neil G.

Neil Gandhi

326 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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Jake S.

Jake Siciliano

275 reviews
Jake graduated from Thomas Jefferson School of Law where he focused on international trademark and corporate law. As of 2022, he has obtained his L.L.M. in Financial Compli... read more
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David Y.

David Yamaguchi

243 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Alisha B.

Alisha Bond

238 reviews
-Received a BS in Communications in 2005, JD from Mississippi College School of Law in 2009, and MBA from University of Maryland in 2016. -Results driven and experienced a... read more
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Securities Lawyers serving New York

5.0 
Based on 4783 reviews
Clear Communication - 5.0
Response Time - 5.0
Knowledgeable - 5.0
Meets Deadlines - 5.0
UpCounsel is a secure service for your business legal needs

On UpCounsel, you can easily find and connect with top-rated New York securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the New York securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on an on-demand or ongoing basis that service the state of New York.

From primarily dealing with legal matters such as SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the New York securities lawyers that you can easily find and connect with on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of New York securities law needs you have, you can easily hire an experienced securities lawyer on UpCounsel to help your unique needs in the state of New York.

All you need to do is post a job request to our community of securities lawyers and we will help you easily connect with and get free quotes from the attorneys servicing New York for securities law related matters today.

What Our Customers Have to Say

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"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."

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"Before UpCounsel it was hard for us to find the right lawyer with the right expertise for our business. UpCounsel solves those problems by being more affordable and helping us find the right lawyer in no time."

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This is the most recent 20 reviews out of 95 reviews for Securities & Finance attorneys in New York

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Michael Wieser

"Michael was an amazing partner for our business looking to have our first capital fundraising. He was incredibly knowledgeable about the do’s and don’ts of raising capital, as well as extensive experience on how other businesses handled the process. We’re hoping to continue working with Michael for any business financing/structure needs in the near future!"

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New York, NY,

Alexander Nahai
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Alexander Nahai

"I've had a great experience working with Alex. He helped me navigate an otherwise complicated experience and provided an ease of mind that I really appreciated during the legal document review process. I've had a very positive experience working with Alex, and I would highly recommend Alex for your legal needs."

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New York, NY,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Security Agreement with Supplier for Legal Protection

Matthew Roazen

"Matthew was a pleasure to work with and a knowledgable professional."

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Ozone Park, NY,

Joshua Soloway
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Joshua Soloway

"Very informative meeting with Josh. He was helpful and answered all of my questions without hesitation."

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Mineola, NY,

Ryan A. Woods
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Ryan A. Woods

"Good work!!!"

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New York, NY,

Craig Effrain, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Craig Effrain, Esq.

"Craig was super helpful in guiding me through the process and outlining different options we can pursue. I highly recommend him."

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Brooklyn, NY,

Katie Centolella
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Katie Centolella

"Katie was super responsive and very knowledgeable, particularly on the tax-related issues we needed to discuss. Highly recommend."

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New York, NY,

Andrew Kussmaul
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Andrew Kussmaul

"Andrew gave quick, detailed feedback in a niche category - he was great to work with and hope to do so again in the future."

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Brooklyn, NY,

Mario Naim
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fund Formation

Mario Naim

"Mario has been a great resource for my business partners and I on small business formation. He is knowledgeable, thorough in the legal documents he drafts for us, and responds to inquiries quickly. I highly recommend Mario for your small business legal and compliance needs."

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Brooklyn, NY,

Michael Pogue
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Commercial Loan

Michael Pogue

"Very helpful. Pleasure to work with him"

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New York, NY,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Neil Gandhi

"Knowledgable and fast communication!"

.
New York, NY,

Geoffrey Amend
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Geoffrey Amend

"Awesome lawyer for us."

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Brooklyn, NY,

Lauri Donahue
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Lauri Donahue

"I like working with her"

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Long Island City, NY,

Neil Fridman
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document

Neil Fridman

"Was great working with Neil again. Look forward to the ongoing relationship. He’s our legal guy!"

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Astoria, NY,

Thomas Bark
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Thomas Bark

"Great - as always."

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New York, NY,

Lois (Nuo Jia) Li
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Lois (Nuo Jia) Li

"Lois is very professional, a really recommande work with her. She understand very quickly all our requirements and needs."

.
Brooklyn, NY,

Jason Head
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Capital Raising: General Solicitation—Rule 506(c)

Jason Head

"A great person to relate. A great professional to work. A great server to build."

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New York, NY,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Convertible Note

Grant Maynard

"FANTASTIC! Extremely knowledgable, helpful, courteous."

.
New York, NY,

Andrew Diehl
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Consult on Stock Purchase Agreement

Andrew Diehl

"Andrew was great. Gave me informative feedback and fulfilled the questions I had."

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New York, NY,

Eric Leander
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Eric Leander

"Eric was really helpful in explaining concepts around a SAFE that I was unfamiliar with. He worked quickly once he had all of the requirements from us. Would absolutely recommend!"

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Long Island City, NY,


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