Securities Attorneys & Lawyers serving Texas

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SouthlakeSecurities Attorneys & Lawyers
Seth W.

Seth Wiener

1243 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Steven S.

Steven Stark

599 reviews
For over 30 years, Steven Stark has offered counsel to non-profit organizations and private companies. He has a passion for helping small businesses in particular since he himself started several businesses of his own in New York and Florida. He understands the importance of small businesses having a reliable attorney to advise them about legal matters from their inception.
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Lauri D.

Lauri Donahue

565 reviews
Lauri Donahue has been practicing law for more than 25 years. She advises high-tech, media, and entertainment companies in the U.S., Israel, and the EU on matters including technology licensing, entertainment law, video game law, anti-piracy, antitrust, IP litigation, and patent monetization. Ms. Donahue also trains and manages multi-shore teams and teaches law in the U.S. and overseas.
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Ross B.

Ross Brandborg

562 reviews
Ross Brandborg is an attorney at law with more than 13 years of experience. He has been licensed to practice law in Minnesota and North Dakota. Ross is also a member of the North Dakota Patent Bar. He has a Juris Doctor degree in law, which he obtained after his graduation from the University of North Dakota. He specializes in trademark and copyright law, as well as in patents. Ross founded his own law firm, Brandborg Law, in 2017.
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Kanika R.

Kanika Radhakrishnan

449 reviews
Kanika is an experienced Patent Attorney and Managing Partner of Evergreen Valley Law Group in Silicon Valley, which serves innovative entrepreneurs with backgrounds in mechanical engineering, electrical engineering, and computer science. She has filed over 5,000 patent applications in the U.S. and worldwide with a successful track record of obtaining patents for clients.
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Scott S.

Scott Stram

418 reviews
As a member of both the New York and New Jersey Bars, Scott Stram is an accomplished lawyer with experience in a range of legal and business areas. This includes corporate law, data security, compliance, real estate, and intellectual property. Before founding Stram Law, Scott was a compliance officer for a company that performed property audits, a director of a security consulting practice, and an operations officer for Viacom and CBS.
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Neil G.

Neil Gandhi

329 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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Jake S.

Jake Siciliano

313 reviews
Jake graduated from Thomas Jefferson School of Law where he focused on international trademark and corporate law. As of 2022, he has obtained his L.L.M. in Financial Compli... read more
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Alisha B.

Alisha Bond

313 reviews
-Received a BS in Communications in 2005, JD from Mississippi College School of Law in 2009, and MBA from University of Maryland in 2016. -Results driven and experienced a... read more
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David Y.

David Yamaguchi

253 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Securities Lawyers serving Texas

5.0 
Based on 5044 reviews
Clear Communication - 5.0
Response Time - 5.0
Knowledgeable - 5.0
Meets Deadlines - 5.0
UpCounsel is a secure service for your business legal needs

On UpCounsel, you can easily find and connect with top-rated Texas securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the Texas securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on an on-demand or ongoing basis that service the state of Texas.

From primarily dealing with legal matters such as SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the Texas securities lawyers that you can easily find and connect with on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of Texas securities law needs you have, you can easily hire an experienced securities lawyer on UpCounsel to help your unique needs in the state of Texas.

All you need to do is post a job request to our community of securities lawyers and we will help you easily connect with and get free quotes from the attorneys servicing Texas for securities law related matters today.

What Our Customers Have to Say

"UpCounsel gives me access to big-firm lawyers minus the big-firm price tag. I work with several attorneys on the platform and there are never surprises...I always receive quality legal work at competitive rates that larger firms simply cannot match."

Scott Woods
SVP & General Counsel

"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."

Sean Conway
Co-founder & CEO

"Before UpCounsel it was hard for us to find the right lawyer with the right expertise for our business. UpCounsel solves those problems by being more affordable and helping us find the right lawyer in no time."

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Co-founder & COO

This is the most recent 20 reviews out of 33 reviews for Securities & Finance attorneys in Texas

Jason Head
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Jason Head

"Working with Jason has been an ideal partnership for our firm. We were able to accomplish our objectives with extremely clear and precise guidance against our specific needs. We would recommend Jason and his firm for securities work and look forward to working with him and his firm in the future. 5/5, we would recommend him to others as well."

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Houston, TX,

Matthew Roazen
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Matthew Roazen

"Matthew was excellent at providing context for all of his recommendations, his communications were clear and comprehensive, and he took great care to understand the motivation and need for every request. Highly recommend him!"

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Cresson, TX,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review of Demand Letter and Letter of Representation for Securities Dispute with Robinhood Financial LLC

Neil Gandhi

"Absolute Pro. Neil brings logic and clarity to the table, definitely will be utilizing his skill set and expertise in the future."

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El Paso, TX,

Sara Mana
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Sara Mana

"Sara was amazing to work with on my case. She took the time to clearly understand the situation that I was faced with and devised a course of action that resolved my companies situation. She was prompt in her response to questions that I had throughout the process. I highly recommend considering her to satisfy your legal needs."

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Burleson, TX,

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Michael Wieser

"Michael was great to work with, extremely knowledgeable & helpful. Highly recommend & will certainly be working with again."

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Austin, TX,

Mathew Auric
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Mathew Auric

"Thanks for your help Mathew in exploring a fundraising structure."

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Keller, TX,

Joslyn Smith
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Commercial Loan

Joslyn Smith

"Excellent attorney."

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Sugar Land, TX,

Andrew Kussmaul
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Andrew Kussmaul

"We got the help we looking for, very professional and flexible with our requests"

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Houston, TX,

Marshall Harris
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Marshall Harris

"Great response time, knowledgeable and professional."

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Coppell, TX,

Charlton Messer
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Charlton Messer

"Great to work with and excellent at explaining the complexities, legal jargon, etc. of our project. Thank you, Charlton."

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Austin, TX,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Grant Maynard

"Very good service. Knowledgeable, responds quickly with the best advice, and follows through. So far, very satisfied"

.
Roanoke, TX,

Drew Stokesbary
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Convertible Debt

Drew Stokesbary

"Drew is a pleasure to work with! He delivered exactly as promised."

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Dallas, TX,

Richard Gora
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Equity Financing

Richard Gora

"He is very prompt with very good follow up , no other person bothered to follow up with me."

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New Braunfels, TX,

Geoffrey Amend
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Seed Financing

Geoffrey Amend

"Geoffrey has done a few legal jobs for me and he is always great."

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Austin, TX,

Thomas Bark
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Convertible Debt

Thomas Bark

"Fast, professional service. My second engagement with Thomas and not the last."

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Austin, TX,

Keith Strahan
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Convertible Note

Keith Strahan

"Kristin (the attorney assigned to me) was excellent and prompt in her communication and her notes. The original brief was to evaluate a convertible note and I thought her comments were spot on and knowledgeable. I wouldn't hesitate using their services again in the future."

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Rockwall, TX,

Gary Ross
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Form C

Gary Ross

"Great startup insight, excellent resource!"

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Hewitt, TX,

Keidi Carrington
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Keidi Carrington

"Ms. Carrington intuited our business needs with intuitive accurately; her expertise is at once exhaustive and concise. Despite the unusual nature of our business, she took the time to understand our needs. We couldn't have done it without her. We were lucky to find her and anticipate seeking her assistance in the future."

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Austin, TX,

Spencer Wolff
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Convertible Notes Services

Spencer Wolff

"I was dealing with the first investor in my startup. Spencer gave me useful advices on everything I needed and averagely responded to my emails in less than 10 minutes!"

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Austin, TX,

Alejandro Maher
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

LLC Operating/Stock Agreements

Alejandro Maher

"Great work, very happy with Alejandro and will continue using his services in the future"

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Austin, TX,


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