Top Securities Lawyers serving Phoenix, Arizona on UpCounsel | 2019

Phoenix Securities Attorneys & Lawyers

Where are you located?
Zip Code
FIND A LAWYER

How it Works

Request Proposals
Tell us about your legal need so attorneys can prepare custom proposals. It only takes a minute and your information is strictly confidential.
Review Quotes
Our algorithm matches you with attorneys qualified to handle your legal work. You can review their proposals and schedule consultations with no obligation.
Hire Your Lawyers
When you’re ready, hire the attorney that’s right for you. Use our platform to easily collaborate online and ensure your information stays safe and secure.
Richard G.

Richard Gora

195 reviews
Looking for an attorney with experience? Richard Gora is the exact attorney you want. Having defended over 100 cases both in state and federal courts and working with clients from around the globe, Richard has an array of different experiences. His services are wide-ranging and include business litigation, securities litigations, employment litigation, and business counsel. Prior to founding Gora LLC, he worked for Finn, Dixon & Herling LLP for eight years.
|
Get Proposal View Profile
Conor T.

Conor Teevan

147 reviews
Top-tier talent shouldn’t have to come with a top-tier fee. This is why Conor Teevan combines his top-tier expertise (Yale undergrad, Stanford Law) with affordability. Conor has represented Silicon Valley startups, real estate investors, artists creating companies, and even a child author in need of a book deal. Conor himself started a real estate company with holdings in five states.
|
Get Proposal View Profile
Thomas B.

Thomas Bark

444 reviews
Thomas Bark is a Partner at Jones Bay working with startups, but he can also handle legal matters for large companies. Previously, he has worked for two top international law firms for some 25 years - some of his experience includes working abroad.. His practice extends to corporate law and commercial contracts, with a particular emphasis in VC finance, M&A, lending, employment, joint ventures and technology issues. He attended The University of Virginia School of Law.
|
Get Proposal View Profile
Tara G.

Tara Gampel

2 reviews
Tara Gampel is a corporate attorney with one year of experience. She is licensed to practice law in New York and holds a J.D. in law, which she obtained from the Suffolk University Law School. Tara primarily focuses on dealing with legal cases that involve trademark and copyright law. She is also experienced in providing legal services to start-up companies and dealing with commercial contracts. Tara has been a corporate counselor at Motiva Networks since September 2017.
|
Get Proposal View Profile
Michael G.

Michael Green

2 reviews
Michael handles a wide variety of matters to include business formation, contracts, IT procurement, real estate, and a broad array of transactional work. He spent 7 years w... read more
|
Get Proposal View Profile
Siddartha R.

Siddartha Rao

Siddartha Rao is a founding member of the New York City-based Rao Law Group which focuses on corporate law and cases involving complex litigation. Previously, he worked as legal counsel for a software firm. Siddartha received a J.D. from the University of Texas School of Law and also holds a B.A. in mathematics from Middlebury College. He is Executive Editor of the Journal of Law & Cyber Warfare.
|
Get Proposal View Profile
Joseph H.

Joseph Haeggquist

Jo serves as Director of Civil Litigation at Dau & Haeggquist in San Antonio, Austin, Houston, and Beaumont, Texas. His main areas of practice include construction law, corporate law, business law, personal injury law, civil trials, arbitration, mediation, and local counsel services. He was recognized as a “Rising Star” in the San Antonio legal community by S.A. Scene Magazine.
|
Get Proposal View Profile
Natasha B.

Natasha Bell

2 reviews
Natasha Bell is a partner of 360 Venture Law (Shmalo Turner), LLP, a specialized law firm working with start-up and fast-growing entrepreneurial companies and their investo... read more
|
Get Proposal View Profile
Zachary S.

Zachary Soto

2 reviews
Corporate attorney with experience managing sophisticated domestic and cross-border M&A transactions, employment matters, commercial contract negotiations, regulatory c... read more
|
Get Proposal View Profile
Jessica A.

Jessica Ackermann

Jessica Ackermann focuses on business and corporate law specifically around acquisitions and mergers, trademark registration, and prosecution as well as private equity and venture capital. Jessica is a member of the Taft law firm, a firm of over 400 lawyers. She is a graduate of Notre Dame and is currently located in Cleveland.
|
Get Proposal View Profile
View All NEXT

Why use UpCounsel to hire a Phoenix Securities Attorney?

14 years

Average experience

You always get experienced professionals and high caliber work.

3x

Faster

Your work gets done quickly because professionals are always available.

60%

More cost effective

We use technology to cut traditional overhead and save you thousands.

UpCounsel has been talked about in:

Money-Back Guarantee on All of Your Legal Work

Applies to all transactions with verified attorneys on UpCounsel

In the event that you are unsatisfied with the work of an attorney you hired on UpCounsel, just let us know. We’ll take care of it and refund your money up to $5,000 so you can hire another attorney to help you.

Legal Services Offered by Our On-Demand Phoenix Securities Attorneys

On UpCounsel, you can find and connect with top-rated Phoenix securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the top-rated Phoenix securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on-demand or on an ongoing basis in the city of Phoenix, AZ.

From primarily dealing with things like SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the Phoenix securities lawyers on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of securities law needs you have, you can easily hire an experienced Phoenix securities lawyer on UpCounsel to help you today.

If You Need Ongoing Legal Counsel or Ad-hoc Legal Work – We Can Help!

Improve Your Legal ROI with Affordable Securities Attorneys that service Phoenix, AZ.

Want to Connect with Top Phoenix Securities Attorneys & Lawyers?

What Our Customers Have to Say

"UpCounsel gives me access to big-firm lawyers minus the big-firm price tag. I work with several attorneys on the platform and there are never surprises...I always receive quality legal work at competitive rates that larger firms simply cannot match."

Scott Woods
SVP & General Counsel

"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."

Sean Conway
Co-founder & CEO

"Before UpCounsel it was hard for us to find the right lawyer with the right expertise for our business. UpCounsel solves those problems by being more affordable and helping us find the right lawyer in no time."

Tristan Pollock
Co-founder & COO

Related Articles


409A Valuation

  • 4 min read

What does a 409A Valuation Mean?

A 409A Valuation is a formal report that sets the current value of your company's common stock and the strike price to exercise an option to purchase that stock.

Typically a company hires a professional appraiser to prepare the report since stock options set at a strike price below the current value of the common stock can result in large tax penalties to the option recipients.

Section 409A of the U.S. tax law requires that the strike price (the set future price per share to exercise a stock option) not be lower than the current real value of a s

...

Read More

Convertible Preferred Stock

  • 5 min read

What is Convertible Preferred Stock?

Convertible preferred stock is a type of preferred stock that gives holders the option to convert their preferred shares into a fixed number of common shares after a specified date. It is a hybrid type of security that has features of both debt (from its fixed guaranteed dividend payment) and equity (from its ability to convert into common stock).

All stocks represent a portion of the ownership of a company. They can be divided into different types. Common stock is the most common, as the name suggests, follo

...

Read More

Portfolio Company

  • 8 min read

What is a Portfolio Company?

A portfolio company is a term used to describe a company in which investors own equity in a company or buy out a company. The goal of the investor is to increase the value of the portfolio company and earn a return on their initial investment.

The investment could be in the form of private equity in established companies or venture capital in companies just starting out. One portfolio company usually forms part of a group of companies in the investor's full portfolio.

Who Invests in Portfolio Companies?

Portfolio companies are used by venture capital firms, private equity firms, and other financial investment firms. Some firms build a portfolio of companies that specialize in a specific sector, such as science or engineering. Others have a diverse mix of portfolios.

Private Equity Firms: Private equity is a type of finance made up of

...

Read More

Form 8-K

  • 4 min read

If your company sells securities, you have a duty to keep investors informed. Often, this is done through your quarterly and annual reports. Other events may need to be reported on Form 8-K.

What Is Form 8-K?

The form's official title is "Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934." It is used to report material events affecting a company subject to SEC oversight.

An event is material when it could affect a reasonable shareholder's investment decision. This includes:

  • A

...

Read More

Find the best lawyer for your legal needs

Find a lawyer