Phoenix Securities Attorneys & Lawyers
How it Works
Seth Wiener
Brig Ricks
Michael Wieser
.jpg)
Baruch Gottesman
Troy Krich
 (1).png)
Daniel E. Goodrich
Laetitia Black
Roberto (Bobby) Escobar
Micah Davis
Shakeatha Davis
Phoenix Securities Lawyers
Why use UpCounsel to hire a Phoenix Securities Attorney?
Average experience
You always get experienced professionals and high caliber work.
Faster
Your work gets done quickly because professionals are always available.
More cost effective
We use technology to cut traditional overhead and save you thousands.
UpCounsel has been talked about in:
Legal Services Offered by Our On-Demand Phoenix Securities Attorneys
On UpCounsel, you can find and connect with top-rated Phoenix securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the top-rated Phoenix securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on-demand or on an ongoing basis in the city of Phoenix, AZ.
From primarily dealing with things like SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the Phoenix securities lawyers on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of securities law needs you have, you can easily hire an experienced Phoenix securities lawyer on UpCounsel to help you today.
Improve Your Legal ROI with Affordable Securities Attorneys that service Phoenix, AZ.
What Our Customers Have to Say
"UpCounsel gives me access to big-firm lawyers minus the big-firm price tag. I work with several attorneys on the platform and there are never surprises...I always receive quality legal work at competitive rates that larger firms simply cannot match."
"Every startup needs to know about UpCounsel. We found great attorneys at great prices and were able to focus our resources on improving our business instead of paying legal bills."
"Before UpCounsel it was hard for us to find the right lawyer with the right expertise for our business. UpCounsel solves those problems by being more affordable and helping us find the right lawyer in no time."
Related Articles
Key Takeaways
- Convertible preferred stock allows holders to convert shares into common stock, combining fixed income with growth potential.
- These shares offer priority dividends and liquidation preference while providing upside if the company performs well.
- Conversion terms vary and may include triggers like IPOs, acquisitions, or time-based events.
- Investors must weigh the trade-off between fixed dividends and the potential dilution of equity.
- Startups use convertible preferred stock to attract investors while retaining flexibility in capital structure.
What is Convertible Preferred Stock?
Convertible preferred stock is a type of preferred stock that gives holders the option to convert their preferred shares into a fixed number of common shares after a specified date. It is a hybrid type of security th
...
Read MoreKey Takeaways
- Form 8-K is a current report required by the SEC to disclose significant corporate events between quarterly and annual filings.
- Public companies must file Form 8-K within four business days of a material event, ensuring investors have timely access to relevant information.
- Material events include acquisitions, bankruptcies, executive changes, auditor changes, or delisting notices.
- Failure to file on time can lead to SEC enforcement actions, investor distrust, and exchange penalties.
- Companies should establish internal compliance protocols to ensure accurate and timely 8-K submissions through the EDGAR system.
If your company sells securities,
...
Read MoreWhat Is a Portfolio Company and How It Operates
- 11 min read
Key Takeaways
- A portfolio company is an enterprise in which a private equity or venture capital firm holds a controlling or significant equity stake.
- Portfolio companies face specific governance, contractual, and regulatory obligations that differ from independent corporations.
- Under the Corporate Transparency Act (CTA), certain portfolio companies must disclose beneficial ownership to FinCEN via the BOSS system.
- Private equity sponsors and fund managers must carefully manage conflicts of interest and fiduciary duties when serving on portfolio company boards.
- Post-investment, portfolio companies should review and align their commercial contracts, compliance policies, a
...
Read More