Securities Attorneys & Lawyers serving California

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Seth W.

Seth Wiener

1226 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Steven S.

Steven Stark

583 reviews
For over 30 years, Steven Stark has offered counsel to non-profit organizations and private companies. He has a passion for helping small businesses in particular since he himself started several businesses of his own in New York and Florida. He understands the importance of small businesses having a reliable attorney to advise them about legal matters from their inception.
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Lauri D.

Lauri Donahue

543 reviews
Lauri Donahue has been practicing law for more than 25 years. She advises high-tech, media, and entertainment companies in the U.S., Israel, and the EU on matters including technology licensing, entertainment law, video game law, anti-piracy, antitrust, IP litigation, and patent monetization. Ms. Donahue also trains and manages multi-shore teams and teaches law in the U.S. and overseas.
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Ross B.

Ross Brandborg

501 reviews
Ross Brandborg is an attorney at law with more than 13 years of experience. He has been licensed to practice law in Minnesota and North Dakota. Ross is also a member of the North Dakota Patent Bar. He has a Juris Doctor degree in law, which he obtained after his graduation from the University of North Dakota. He specializes in trademark and copyright law, as well as in patents. Ross founded his own law firm, Brandborg Law, in 2017.
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Kanika R.

Kanika Radhakrishnan

442 reviews
Kanika is an experienced Patent Attorney and Managing Partner of Evergreen Valley Law Group in Silicon Valley, which serves innovative entrepreneurs with backgrounds in mechanical engineering, electrical engineering, and computer science. She has filed over 5,000 patent applications in the U.S. and worldwide with a successful track record of obtaining patents for clients.
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Scott S.

Scott Stram

406 reviews
As a member of both the New York and New Jersey Bars, Scott Stram is an accomplished lawyer with experience in a range of legal and business areas. This includes corporate law, data security, compliance, real estate, and intellectual property. Before founding Stram Law, Scott was a compliance officer for a company that performed property audits, a director of a security consulting practice, and an operations officer for Viacom and CBS.
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Neil G.

Neil Gandhi

326 reviews
Neil Ghandhi has 12 years of experience as a corporate attorney. He is licensed to practice law in both New York and New Jersey. Neil received his legal degree from the Fordham University School of Law. Neil is experienced in securities and finances, and often assists startup companies overcome legal obstacles. He has been the chief legal officer at ComicsVerse.com since December 2015, as well as the managing attorney at his own legal office since January 2014.
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Jake S.

Jake Siciliano

275 reviews
Jake graduated from Thomas Jefferson School of Law where he focused on international trademark and corporate law. As of 2022, he has obtained his L.L.M. in Financial Compli... read more
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David Y.

David Yamaguchi

243 reviews
Startups and small businesses sometimes need someone who can deal with complex transactions on an international playing field. David Yamaguchi specializes in content hosting issues and intellectual property. He concentrates his practice in the United States, Asia, India, and Europe. Whether you are a business giant or a startup, Mr. Yamaguchi can provide legal advice that fits your needs.
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Alisha B.

Alisha Bond

238 reviews
-Received a BS in Communications in 2005, JD from Mississippi College School of Law in 2009, and MBA from University of Maryland in 2016. -Results driven and experienced a... read more
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On UpCounsel, you can easily find and connect with top-rated California securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the California securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on an on-demand or ongoing basis that service the state of California.

From primarily dealing with legal matters such as SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the California securities lawyers that you can easily find and connect with on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of California securities law needs you have, you can easily hire an experienced securities lawyer on UpCounsel to help your unique needs in the state of California.

All you need to do is post a job request to our community of securities lawyers and we will help you easily connect with and get free quotes from the attorneys servicing California for securities law related matters today.

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This is the most recent 20 reviews out of 182 reviews for Securities & Finance attorneys in California

Melissa Kann
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Initial Investor Documentation

Melissa Kann

"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."

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San Pedro, CA,

Jon Bourne
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document Services

Jon Bourne

"Very knowledgeable and quick to answer all questions!"

.
Tinley Park, IL,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Grant Maynard

"Excellent advise, got the job done quickly. Highly recommended."

.
Irvine, CA,

Mathew Auric
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Mathew Auric

"Perfect!"

.
San Ramon, CA,

Craig Effrain, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Craig Effrain, Esq.

"Craig has provided excellent advice throughout the process of signing with an investor. He has thorough knowledge of the investment process for early stage and late stage companies."

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San Diego, CA,

Jonathan Savar
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Jonathan Savar

"Jonathan demonstrated experience in creating contracts for others in my industry and was clear and concise with his communication. Will 100% use Jonathan again in the future for my contract needs."

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Montebello, CA,

Matthew Wendlandt
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Matthew Wendlandt

"Wonderful person to work with!"

.
Moraga, CA,

Daniel E. Goodrich
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Daniel E. Goodrich

"Love working with the team!"

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Chattanooga, TN,

Brig Ricks
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Brig Ricks

"Brig is a pleasant and intelligent attorney. I would highly recommend him and I will definitely use his services again. Top class thank you Brig 🙏"

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Sonoma, CA,

William A Price
3.3
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

William A Price

"Asked for help reviewing a stock purchase agreement for a very small-scale, uncomplicated, transaction-- just to ensure there are: "no red flags I have missed" (this is exactly what I requested in the initial Job Description). William estimated it would take 1 hour; which is what I expected and what several other lawyers estimated. On our initial phone call he said it would be "very simple". However, simple or not, it instead took 3 hours total and, while I DID receive a thorough, line by line, review of the contract, that is not AT ALL what I was asking for; nor was I prepared to pay for 3 hours of his time when I was told it would take 1. Also, I explained that, since I live outside of the US, I have to be sitting at my computer to receive phone calls from the US so it is important that we schedule time for our calls. He was 30 minutes late for a scheduled phone call which meant I was sitting at my computer waiting for him while I could have been with my children or doing other, more productive, tasks... this is not a big deal in and of itself; but did he deduct the time that he was 30 minutes late for a call? No. But did he bill me for every minute of time that he spent reading an email from me or doing anything whatsoever for this job, of course. The lack of basic common courtesy is bewildering."

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Redding, CA,

Paul Spitz
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Paul Spitz

"Awesome!"

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San Jose, CA,

Meng Li
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Commercial Loan Services

Meng Li

"Quick and efficient. Responded and met an urgent deadline"

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Capitola, CA,

Stacy Dees
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Restricted Stock Purchase Agreement and Board Resolutions

Stacy Dees

"Stacy is a true professional and is always thoughtful in her approach to our projects. Looking forward to more projects in the near future."

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Fremont, CA,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Neil Gandhi

"Neil was extremely responsive on a time sensitive issue achieving the best possible outcome of the situation."

.
Dublin, CA,

Rebecca London
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Preferred Stock Purchase Agreement

Rebecca London

"Rebecca is wonderful to work with and helping me getting my company off the ground. Highly recommend her for your future projects or for legal advice."

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River Pines, CA,

Stephan Holmquist
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Stephan Holmquist

"Really enjoyed working with Stephan. He's fast, responsive and produced excellent work. Highly recommend him."

.
Sheridan, WY,

Marshall Harris
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Marshall Harris

"Marshall was great handling our case and provided valuable guidance. He delivered the project on time."

.
Sunnyvale, CA,

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Michael Wieser

"A great experience worthy of the 5 star review I could give along all dimensions. Dr. Lipkowitz"

.
San Diego, CA,

Chrystan Carlton
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fund Formation

Chrystan Carlton

"Great to work with!"

.
Sebastopol, CA,

Joshua Kushner
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft SAFE Document

Joshua Kushner

"Joshua is fast, knowledgeable, and cuts to the point. I have used him for a few projects for both corporate (startup matters) and personal (employment matters) and found his rates are fair, his communication is solid, he's easy to work with, and the projects were delivered quickly. I highly recommend Joshua for your general counsel needs."

.
Santa Monica, CA,


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