Santa Monica Securities Attorneys & Lawyers

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Seth W.

Seth Wiener

1226 reviews
As an experienced trial lawyer and litigator, Seth Wiener has resolved numerous federal and state litigations. His cases have included everything from family law to bankruptcy to fraud and more. Before Seth formed his own firm, the Law Office of Seth W. Wiener, he worked for several prominent law offices where he gained a great deal of experience.
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Richard G.

Richard Gora

200 reviews
Looking for an attorney with experience? Richard Gora is the exact attorney you want. Having defended over 100 cases both in state and federal courts and working with clients from around the globe, Richard has an array of different experiences. His services are wide-ranging and include business litigation, securities litigations, employment litigation, and business counsel. Prior to founding Gora LLC, he worked for Finn, Dixon & Herling LLP for eight years.
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Michael W.

Michael Wieser

164 reviews
I am dedicated to working with startup entrepreneurs and early stage growth companies to provide legal stability and scalability for growing enterprises. What sets me apart... read more
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Brig R.

Brig Ricks

160 reviews
I am a senior executive and strategic legal adviser with 19 years of experience providing legal services in international environments. I am a general counsel who can advis... read more
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Grant M.

Grant Maynard

128 reviews
Grant represents high-growth companies in all aspects of formation, financing, and intellectual property issues. He has previously done general corporate, intellectual, and real estate work at Nebraska's oldest law firm before transitioning to a more virtual lifestyle. As an entrepreneur himself, he understands the need to balance legal and business interests.
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Rebecca L.

Rebecca London

64 reviews
Currently the General Counsel for Civic Center Law Group, Rebecca London has 17 years worth of experience practicing law. She has spent some time in the business and environmental departments of law firms such as Procopio Cory Hargreaves and Savitch, LLP. Her specialties are in assisting small businesses with legal issues - some of which include commercial contracts, intellectual property management and trademarks. She attained her Juris Doctor from the University of San Diego School of Law.
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Troy K.

Troy Krich

25 reviews
Mr. Krich is a practiced civil litigator with experience in business, employment, and construction litigation. In addition, Troy applies a significant portion of his servic... read more
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Ryan A. W.

Ryan A. Woods

17 reviews
Ryan Woods is both a business attorney and an entrepreneur, with years of experience behind him as a successful online business owner. Ryan was recently licensed to practice law in California. He is experienced in all areas related to starting a new business, with a particular focus on labor and employment law, as well as securities and finances. He has been the CFO and a general counselor at Tinsel App Holdings Inc. since March 2015.
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David L.

David Lizerbram

6 reviews
After graduating from the USC School of Cinema-Television and Marshall School of Business, I received my J.D. from Loyola Law School in Los Angeles. My firm was founded i... read more
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Roberto (Bobby) E.

Roberto (Bobby) Escobar

5 reviews
Roberto "Bobby" Escobar has been a general counsel, labor and immigration advisor, and an environmental lawyer in Michigan and California. He has provided comprehensive l... read more
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Legal Services Offered by Our On-Demand Santa Monica Securities Attorneys

On UpCounsel, you can find and connect with top-rated Santa Monica securities attorneys & lawyers that provide a range of securities law services for startups to large businesses. Any of the top-rated Santa Monica securities lawyers you connect with will be available to help with a variety of your securities law related legal needs on-demand or on an ongoing basis in the city of Santa Monica, CA.

From primarily dealing with things like SEC filings, initial public offerings (IPO), transactions, legal disputes involving broker fraud, breach of fiduciary duty, and stockbroker negligence, the Santa Monica securities lawyers on UpCounsel can help you with a variety of specialized and general securities law related legal matters. No matter what type of securities law needs you have, you can easily hire an experienced Santa Monica securities lawyer on UpCounsel to help you today.

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This is the most recent 20 reviews out of 183 reviews for Securities & Finance attorneys in California

Eric Alspaugh
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Eric Alspaugh

"Eric's advice and legal services to me as a small business owner was unmatched. Thanks Eric!"

.
Oakland, CA,

Melissa Kann
4.8
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Initial Investor Documentation

Melissa Kann

"Mellisa is patient as a saint. I appreciate her clear explanations on startup law."

.
San Pedro, CA,

Jon Bourne
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

SAFE Document Services

Jon Bourne

"Very knowledgeable and quick to answer all questions!"

.
Tinley Park, IL,

Grant Maynard
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Grant Maynard

"Excellent advise, got the job done quickly. Highly recommended."

.
Irvine, CA,

Mathew Auric
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Mathew Auric

"Perfect!"

.
San Ramon, CA,

Craig Effrain, Esq.
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Craig Effrain, Esq.

"Craig has provided excellent advice throughout the process of signing with an investor. He has thorough knowledge of the investment process for early stage and late stage companies."

.
San Diego, CA,

Jonathan Savar
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Subscription Agreement

Jonathan Savar

"Jonathan demonstrated experience in creating contracts for others in my industry and was clear and concise with his communication. Will 100% use Jonathan again in the future for my contract needs."

.
Montebello, CA,

Matthew Wendlandt
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with Other Securities & Finance Matter

Matthew Wendlandt

"Wonderful person to work with!"

.
Moraga, CA,

Daniel E. Goodrich
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Daniel E. Goodrich

"Love working with the team!"

.
Chattanooga, TN,

Brig Ricks
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Stock Purchase Agreement

Brig Ricks

"Brig is a pleasant and intelligent attorney. I would highly recommend him and I will definitely use his services again. Top class thank you Brig 🙏"

.
Sonoma, CA,

William A Price
3.3
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

William A Price

"Asked for help reviewing a stock purchase agreement for a very small-scale, uncomplicated, transaction-- just to ensure there are: "no red flags I have missed" (this is exactly what I requested in the initial Job Description). William estimated it would take 1 hour; which is what I expected and what several other lawyers estimated. On our initial phone call he said it would be "very simple". However, simple or not, it instead took 3 hours total and, while I DID receive a thorough, line by line, review of the contract, that is not AT ALL what I was asking for; nor was I prepared to pay for 3 hours of his time when I was told it would take 1. Also, I explained that, since I live outside of the US, I have to be sitting at my computer to receive phone calls from the US so it is important that we schedule time for our calls. He was 30 minutes late for a scheduled phone call which meant I was sitting at my computer waiting for him while I could have been with my children or doing other, more productive, tasks... this is not a big deal in and of itself; but did he deduct the time that he was 30 minutes late for a call? No. But did he bill me for every minute of time that he spent reading an email from me or doing anything whatsoever for this job, of course. The lack of basic common courtesy is bewildering."

.
Redding, CA,

Paul Spitz
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Paul Spitz

"Awesome!"

.
San Jose, CA,

Meng Li
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Commercial Loan Services

Meng Li

"Quick and efficient. Responded and met an urgent deadline"

.
Capitola, CA,

Stacy Dees
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Draft Restricted Stock Purchase Agreement and Board Resolutions

Stacy Dees

"Stacy is a true professional and is always thoughtful in her approach to our projects. Looking forward to more projects in the near future."

.
Fremont, CA,

Neil Gandhi
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Stock Purchase Agreement

Neil Gandhi

"Neil was extremely responsive on a time sensitive issue achieving the best possible outcome of the situation."

.
Dublin, CA,

Rebecca London
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Preferred Stock Purchase Agreement

Rebecca London

"Rebecca is wonderful to work with and helping me getting my company off the ground. Highly recommend her for your future projects or for legal advice."

.
River Pines, CA,

Stephan Holmquist
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Stephan Holmquist

"Really enjoyed working with Stephan. He's fast, responsive and produced excellent work. Highly recommend him."

.
Sheridan, WY,

Marshall Harris
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Review Stock Purchase Agreement

Marshall Harris

"Marshall was great handling our case and provided valuable guidance. He delivered the project on time."

.
Sunnyvale, CA,

Michael Wieser
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Assist with SAFE Document

Michael Wieser

"A great experience worthy of the 5 star review I could give along all dimensions. Dr. Lipkowitz"

.
San Diego, CA,

Chrystan Carlton
5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

Fund Formation

Chrystan Carlton

"Great to work with!"

.
Sebastopol, CA,

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