Richard Gora

Richard Gora

Securities, Equity and Debt Raises | Corporate and Start-Up Counsel | Crowdfunding | Intellectual Property

New York
New York
Licensed in
CT, NJ
Quinnipiac University School of Law

"He worked tirelessly, quickly, and had a lengthy document ready for me almost instantly."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
About
Advised investor group in investment in Uber's $40B Series E preferred stock round.

Represented former CFO of Lehman Brothers in multi-billion dollar securities fraud litigation.

General counsel to numerous start-ups and multinational companies on corporate, business, formation, founder, IT, MSAs, SOWs, IP, manufacturing, licensing, employment, equity and debt, issues.

Advise on private equity, debt and equity financing, and hedge fund compliance issues under federal and state securities laws, and in connection with SEC, FINRA, CFTC, DOJ and investigations.
424
Projects on
upcounsel
18
Years
experience
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Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 200 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"I worked with Richard in putting together a new operating agreement and promissory notes for my organization. He was fantastic to work with. Even when the process got delayed (because of us, not him), he stayed patient and worked with us. I would recommend working with him."

Consult on Corporate Restructure
Posted on Jan 2, 2020
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Richard was helpful, knowledgeable, and promptly provided the legal work requested. However, and perhaps this is an office organization issue, we received invoices about 6 months too late - hence the ding on response times. But for the actual legal work, Richard was very response... just needs to work on clarity on pricing + prompt invoicing."

Loan Agreement
Posted on Jan 2, 2020
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Amazing Gave him last min work at 6pm on a friday night and got done in 3 hours !!"

User Agreement Services
Posted on Dec 13, 2019
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Expert in employment and intellectual property law, would highly recommend"

Employment Agreement
Posted on Oct 14, 2019
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Honestly the best decision I have made for my business. Rich is beyond proactive, informative and helpful. Eternally grateful for his services and will not hesitate to work with him should I need any further legal services."

Business Formation Consultation
Posted on Aug 30, 2019
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Always the best!!!"

Demand Letter
Posted on Aug 13, 2019

Work History

Gora LLC

Founding Partner

- Advised investors in Uber's $40 billion Series E investment round.
- Defended private equity fund against $100 million investor fraud claims.
- Counsel multi-national pharmacovigilance company on compliance issues.
- Counsel numerous start-ups and entrepreneurs on business issues.
- Counsel YouTube MCNS on licensing, distribution, copyright and other related issues.

Finn Dixon & Herling LLP

Attorney

- Litigated over 100 cases across the country.
- Advised hedge funds, private equity funds and other pooling arrangements on investment issues.
- Debt and equity financing, including convertible notes and preferred stock
- Business combinations.
- Employment law, including before the Connecticut Department of Labor and EEOC.
- SEC, FINRA, NFA, CFTC and DOJ investigations.
- Insider trading

Publications on UpCounsel
Legal Document - 2017
Legal Document - 2017
Legal Document - 2016

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