Shirell Mosby
Corporate Counsel
Florida
FL
About
She has worked in both law firm and in-house roles, advising broker-dealers and investment advisers on SEC and FINRA compliance, and supporting data privacy matters under GDPR and CCPA. Additionally, she has led supplier onboarding and risk review frameworks.
While Shirell has worked with large institutions, including a… read more national bank and a Fortune 500 financial services firm, she thrives when helping small to mid-sized businesses navigate legal challenges with confidence and clarity.
She lives in Florida and brings a collaborative, business-minded approach to every engagement.
experience
Practice Areas
Work History
Trenam Law
M&A Associate Attorney
Aug 2022 - Apr 2024
Advised clients on mergers, acquisitions, and other corporate transactions, guiding clients through complex legal processes and facilitating successful business deals. Primary duties included conducting thorough due diligence reviews to assess legal risks and opportunities associated with proposed transactions, and negotiating and drafting transactional documents.
Raymond James Financial
Compliance Advisor
Mar 2019 - Aug 2022
As a Regulatory Compliance Advisor, I played a critical role in ensuring the organization complied with internal standards and FINRA regulations. Responsible for providing guidance to internal businesses on compliance and privacy matters. Key responsibilities included conducting regular assessments to identify potential and current compliance risks and develop solutions.
Albertelli Law
Compliance Counsel
Jul 2016 - Jan 2019
As Compliance Counsel, I specialized in supplier contracts, ensuring adherence to all relevant regulatory requirements and legal standards. In addition to conducting OFAC searches, primary responsibilities included negotiating and reviewing supplier contracts to mitigate risks and ensure compliance with laws such as the FCRA and other applicable regulations.