Joanne Moy

Joanne Moy

Attorney at Law

Licensed in
Washington College of Law, American University
Joanne is a New York-barred attorney practicing in the field of Anti-Money Laundering at a financial institution (online bank & brokerage firm), with a particular focus in economic and trade-related sanctions issued under the Office of Foreign Assets Control (OFAC) Sanctions programs. She ensures compliance with the Bank Secrecy Act (BSA), the USA PATRIOT Act, OFAC, FINRA, SEC, FinCEN and the OCC by reviewing new regulatory rules, and also enjoys researching and issuing recommendations regarding enforcement actions and new financial issues (such as funds deriving from or being invested in legal marijuana commercial activities and virtual… read more currency).
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Work History

E*TRADE Financial

Anti-Money Laundering and Sanctions Attorney

Conduct investigations pertaining to the suspicion of money laundering (through various mediums including money movement and insider trading) and financial terrorist threats in compliance with the organization's BSA regime. Regularly conduct legal research and issue recommendations to the business regarding new financial issues (i.e. legal marijuana investment, Bitcoin).

American University Washington College of Law

Research Assistant

Compiled and organized information from a variety of sources and performed thorough edits and Bluebook citation checks to assist Professor Llezlie Green Coleman on article to be published in the Harvard Latino Law Review.

E*TRADE Financial

Legal Intern - Employment Law

Successfully completed assignments relating to corporate and employment law, including preparation and editing of contracts; investigating company procedures to ensure compliance with FINRA, SEC, NLRB, and federal and state regulations; and providing authoritative legal advice to various functional groups on confidential and complex employee matters

United States House of Representatives


Heavy use of research & presentation skills on issues with major policy and legal implications, including administrative law, lobbying, federal and state regulations, consumer protection, and financial services. Responded to complex oral and written inquiries from congressmen, staff members, and constituents.

American University Washington College of Law

Certified Student Attorney

Represented clients in cases relating to bankruptcy, real estate, commercial, employment, and family law.
Diligently engaged in all components of litigation, including but not limited to: in-depth client interviews, maintenance according to established procedures; regular client advisement and communication; legal research analysis on multi-state matters; drafting complaints, motions, briefs, an

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