Daphne Chen Matthews
Risk and Compliance | Business Development | Commercial and Employment Contracts
New York
NY
About
Daphne’s compliance experience dates back to 2001 and the PATRIOT Act, where she created policies and procedures around AML/KYC, developed software to assist in fraud detection and suspicious activity, and provided training to the front office, who had never encountered legislation quite like it before.
experience
Representative Clients
Practice Areas
Client Reviews
"Daphne reviewed our Service Agreement, which had not been updated in a few years. She was extremely responsive and helped us align our goals with those of our clients. She gave us insight on some issues and the experience was very professional. We would recommend Daphne for contract review and other matters."
Work History
CHEN MATTHEWS Legal and Consulting Services
Founder and CEO
Feb 2020 - Present
Advise sole proprietors and companies in various industries on Risk Assessment, Regulatory Compliance, and Conflicts of Interest, while using skills acquired in the financial services industry. Negotiate contracts for individual artists, small and large businesses.
RBC Capital Markets
Senior Counsel
May 2017 - Oct 2019
Head of Global Conflicts Office
PJT Partners
Associate General Counsel
Apr 2016 - May 2017
Regulatory Compliance, Conflicts of Interest
JP Morgan Chase
Executive Director
Aug 2007 - Apr 2016
Client Risk Management, Reputation Risk