Daphne Chen Matthews

Daphne Chen Matthews

Risk and Compliance | Business Development | Commercial and Employment Contracts

New York
New York
Licensed in
NY
New York Law School
5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 1 reviews
About
Daphne Chen Matthews is a New York attorney with over 20 years of experience in banking compliance and risk management. She is currently the Founder and CEO of CHEN MATTHEWS Legal and Consulting Services, advising clients in various industries on business development through the lens of a financial services professional.

Daphne’s compliance experience dates back to 2001 and the PATRIOT Act, where she created policies and procedures around AML/KYC, developed software to assist in fraud detection and suspicious activity, and provided training to the front office, who had never encountered legislation quite like it before.
13
Years
experience
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Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 1 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Daphne reviewed our Service Agreement, which had not been updated in a few years. She was extremely responsive and helped us align our goals with those of our clients. She gave us insight on some issues and the experience was very professional. We would recommend Daphne for contract review and other matters."

Photography Contract Review
Non-UpCounsel Client

Work History

CHEN MATTHEWS Legal and Consulting Services

Founder and CEO

Feb 2020 - Present

Advise sole proprietors and companies in various industries on Risk Assessment, Regulatory Compliance, and Conflicts of Interest, while using skills acquired in the financial services industry. Negotiate contracts for individual artists, small and large businesses.

Feb 2020 - Present

RBC Capital Markets

Senior Counsel

May 2017 - Oct 2019

Head of Global Conflicts Office

May 2017 - Oct 2019

PJT Partners

Associate General Counsel

Apr 2016 - May 2017

Regulatory Compliance, Conflicts of Interest

Apr 2016 - May 2017

JP Morgan Chase

Executive Director

Aug 2007 - Apr 2016

Client Risk Management, Reputation Risk

Aug 2007 - Apr 2016

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