Attorney at Law
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Ohio National Financial Services
2nd VP, Head of Corporate Compliance and Ethics
Dec 2014 - Jun 2017
Led centralization and maturity of the Corporate Compliance Program across the enterprise, including subsidiaries in both Chile and Peru.
Transformed the organization’s compliance program infrastructure by creating and implementing a proactive top-down strategy that meets the reqs. of the U.S. Sentencing Guidelines.
Introduced a code of conduct and an enterprise policy management solution.
Sep 2011 - Dec 2014
Revitalized the industrial AML program through improved collaboration with Finance, Legal, and International Trade, resulting in reduced money laundering risk and strengthened internal controls.
Championed a new customer data management system that merged 50 independent customer systems, creating centralization and improved risk controls.
AML Compliance Officer
Sep 2006 - Sep 2011
Provided corporate level oversight to the regulatory and operational AML initiatives of the Wholesale Banking lines, including Commercial Banking and Dealer Services, Corporate Banking and Commercial Real Estate, Correspondent Banking, International Private Banking and Operations, Foreign Exchange, and Treasury Management.