Securities and Corporate Attorney at Law
I represent clients from formation to acquisition or dissolution. Can assist through asset or securities purchase deals.
Experienced with SEC filings, Forms 10-K, 10-Q, 8-K, Form S-1 and S-3, S-8 registration statements, Forms 3, 4 and 5 among others.
Also experienced with securities offerings and offering documents, placement memorandum and subscription agreements. I have worked with Reg D 506(b) and 506(c) as well as Reg A.
I help clients ensure compliance with SEC, IRS, EDD and… read more any other applicable regulator or agency.
Trowbridge Mills Law Group, APC/ Small Business Compliance Services, Inc.
Feb 2015 - Present
Our firm represents business and individual clients on all issues from formation, securities compliance and transactions, corporate governance and M&A transactions, corporate finance, employment and executive compensation, stock option/incentive plans, debt collection and judgment enforcement and securities filings (Form 10K, 10Q, etc).
Stoecklein Law Group
Securities and Corporate Attorney
Jun 2012 - Feb 2015
Securities and Corporate attorney focusing on both '33 and '34 act filings, megers, asset purchases, stock purchases, etc.
Pacific Imperial Railroad, Inc.
Feb 2013 - Jan 2015
Maintained corporate book and ensured compliance with all corporate laws, bylaws provisions, etc. Facilitated shareholder meetings and communications.