Adam S. Tracy
The Entrepreneur's Accelerator
Illinois
IL
About
experience
Client Reviews
"Adam has served as my public company's in house counsel for five years and I have been extremely pleased. He has had us covered on all issues that have come up including our public offering. I continue to recommend him to associates of mine."
Work History
Pacifix Financial, LLC
Managing Member
Jun 2012 - Present
Pacifix Financial is a leading provider of investor relations and marketing solutions for AIM, Frankfurt, NASDAQ, Pink Sheet, OTCBB, OTCQX and TSX listed-companies. Our team is comprised of skilled, experienced attorneys, capital markets consultants and investor relations professionals. At Pacifix Financial, we strive to provide turn-key, effective solutions to clients at reasonable cost.
Cathedral Stock Transfer, LLC
Managing Member
Oct 2007 - Present
As the leading shareholder services firm for the OTCBB and Pink Sheet community, Cathedral Stock Transfer offers a cost-effective, innovative array of services including transfer agent, proxy solicitation, information agent, depositary and corporate governance.Cathedral Stock Transfer offers streamlined Transfer Agent solutions as an SEC-registered, DWAC/FAST eligible entity.
Securities Compliance Group
Founder/Managing Attorney
Nov 2005 - Present
Securities Compliance Group is multi-disciplinary law firm founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. The firm is a leading provider of corporate, corporate finance and securities legal services to microcap public companies and pre-IPO issuers. Securities Compliance Group has advised 100's of public issuers listed on the NASDAQ, OTC and Pink Sheets marketplaces.
Ecology Coatings, Inc. (OTCBB: ECOC)
Vice President & General Counsel
Jun 2006 - Aug 2008
Securities, Corporate, Commercial Litigation, Investor Relations, Public Relations
Rathje Woodward LLC
Associate Attorney
Oct 2005 - Jun 2006
Securities, Securities Litigation, Corporate, Mergers and Acquisitions, Zoning, Bankruptcy, Bankruptcy Litigation, Real Estate Litigation
British Petroleum PLC
Gasoline/Feedstock Trader
May 1999 - Aug 2004
Responsible for Midwest region unleaded gasoline/feedstock physical trading