Jeff Stoltz Attorney Profile on UpCounsel
Jeff Stoltz

Jeff Stoltz

Attorney at Law

Arlington
Licensed in
DC, VA
George Washington University Law
School

"Jeff continues to be an asset to me and my business. I will continue to return to him."

5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 12 reviews
About
Jeff graduated from George Washington University law school. He also holds a Masters of Law with a concentration in securities law from Catholic University and a bachelor's degree in political science from Notre Dame. Jeff's practice includes business law for small and startup businesses, with a focus on commercial contracts and securities issues.

Previously Jeff worked for five years at FINRA, the nation's largest independent securities regulator. He also served for two years as a judicial law clerk in the District of Columbia and worked at a small DC-area firm before starting his own practice.
5
Repeat
clients
19
Projects on
upcounsel
10
Years
experience
Less than 1 day
Response Time

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 12 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Jeff keeps an eye on important legal issues for my company even when I cannot. He is quickly becoming a trusted advisor."


Posted on Mar 8, 2018
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Jeff continues to be an asset to me and my business. I will continue to return to him."


Posted on Feb 5, 2018
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Always quick to answer and has superior knowledge. Anytime I put a contract with his work, other attorneys are impressed with the attention to detail. My second time working with him."

Operating Agreement
Posted on Dec 18, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Great Guy"

Form Corporation
Posted on Dec 11, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Very knowledgable and expeditious. Will definitely be using Jeff again in the near future!"

Review Operating Agreement
Posted on Aug 4, 2017
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Great service."

LLCs Services
Posted on Jul 13, 2017

Work History

Stoltz Law PLLC

Owner

Jul 2016 - Present

Assist startups, small businesses, entrepreneurs, freelancers, and other professionals with business law issues including entity formation, contract drafting and review, and capital raising.

Jul 2016 - Present

Financial Industry Regulatory Authority (FINRA)

Attorney-Investigator

Feb 2014 - Jun 2016

• Led investigations of potential securities laws and SRO rules violations
• Negotiated settlements for monetary sanctions and suspensions against registered representatives
• Conducted on-the-record testimony of dozens of brokers and other witnesses
• Researched and drafted legal memorandum in support of regulatory actions

Feb 2014 - Jun 2016

Financial Industry Regulatory Authority (FINRA)

Regulatory Analyst

Sep 2011 - Jan 2014

• Performed reviews of potential insider trading and other securities law violations
• Drafted detailed referrals of suspicious trading to the Securities and Exchange Commission
• Interviewed executives, attorneys, and brokers in conducting reviews for insider trading activity
• Analyzed quantitative market data and trading activity through a variety of public and proprietary systems

Sep 2011 - Jan 2014

Securities and Exchange Commission

Legal Intern, Division of Trading and Markets

Sep 2010 - Apr 2011

• Analyzed and researched proposed rule changes for self-regulatory organizations
• Prepared draft releases for submission to the Federal Register

Sep 2010 - Apr 2011

Superior Court of the District of Columbia

Law Clerk

Sep 2007 - Aug 2009

• Drafted orders in numerous areas of law including family, administrative, and criminal
• Conducted legal research and prepared memoranda in support of Judge’s opinions
• Managed chambers' docket by communicating with attorneys and third parties

Sep 2007 - Aug 2009

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