Brett Logan Attorney Profile on UpCounsel
Brett Logan

Brett Logan

Attorney | Investment Funds, Corporate, Start-up

Miami
Florida
Licensed in
FL, NY
Tulane University Law
School
5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 2 reviews
About
Investment management attorney who supports all aspects of an investment adviser's and commodity pool operator’s services including fund formation for hedge funds, private equity funds, real estate funds and other alternative investment vehicles and separately managed accounts. Advising on Investment Advisers Act, Investment Company Act, Securities Act, Exchange Act, ERISA, NFA, CFTC and FINRA rules, soft dollars, reporting, marketing materials, negotiation of investment management agreements, trading and market data services agreements, solicitor / placement agent agreements, prime brokerage, derivatives, fund administration agreements, PPM… read more updates, AML programs and Form ADV assistance.
14
Years
experience
More than 1 day
Response Time

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 2 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Brett walked us through setting up our first investment fund and made the process virtually painless. He knew where the potential trouble spots were and steered us through the formation and launch on a tight schedule. We continue to use Brett as our fund counsel."

Investment Fund Formation
Posted on Jul 26, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Brett is a very thorough and detail oriented attorney. He sees the whole picture and excels at explaining how the law and business matters intersect. I highly recommend his services."

Investment entity formation, drafting and negotiating related credit line agreements.
Posted on Jul 26, 2016

Work History

Logan Law Office, P.A.

Principal Attorney

Jul 2015 - Present

Investment management attorney focused on fund formation, ongoing operations and wind-down. We work with managers of hedge funds, offshore funds, private equity funds, real estate funds, fund of funds and a range of related investment vehicles. We advise on fund structure, formation and launch and all aspects of ongoing management and compliance.

Jul 2015 - Present

Kaufman Rossin Fund Services, LLC

General Counsel

Jun 2007 - Jun 2015

Chief legal officer for a hedge fund administrator with more than $20 billion in assets under administration. Designed and implemented an Anti-Money Laundering (AML) program intended to comply with the US PATRIOT Act and the Cayman Islands Monetary Authority (CIMA) AML regulations. Drafted an integrated AML procedures manual. Managed outside counsel. Respond to subpoenas and SRO inquiries.

Jun 2007 - Jun 2015

WJ Dowd, Inc.

Chief Compliance Officer

May 2005 - Jun 2007

Head of legal and compliance department for a boutique NYSE & FINRA member broker/dealer serving large hedge funds and specializing in risk arbitrage trading execution. Archived and reviewed trading records. Conducted AML review with report to CEO. Reviewed firm emails and IMs. Checked, reviewed and archived employee outside account trading activity.

May 2005 - Jun 2007

Want to work with
Brett Logan?

Get Free Proposals

Share Brett's
profile with your network