Oscar Lumen Attorney Profile on UpCounsel
Oscar Lumen

Oscar Lumen

Attorney at Law

San Rafael
California
Licensed in
NY
New York Law
School
5.0 5
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 2 reviews
About
Oscar has over 10 years of experience in corporate and securities law, international payments, federal and state compliance and corporate governance. As a founder and former general counsel of a start-up, he understands the speed and budget needs of nimble organizations and provide legal expertise accordingly. Whether you need drafting and negotiation for an equity fund raise or supervising a regulatory examination, Oscar can immediately step up and provide high quality service.

Oscar is a graduate of New York Law School and received his undergraduate degree from Georgetown University School of Foreign Service.
12
Years
experience
A few hours
Response Time

Representative Clients

Practice Areas

Client Reviews

5.0
Clear Communication
Response Time
Knowledgeable
Meets Deadlines
out of 2 reviews
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Oscar served as the lead in-house resource coordinating various stakeholders such as management, the board of directors, and external legal and accounting resources to help the company navigate two preferred equity rounds. His expertise in securities laws and overall management to deliver high quality work should serve him well in future engagements in this field."

Equity fund raising and private placements.
Posted on Sep 26, 2016
Clear Communication
Response Time
Knowledgeable
Meets Deadlines

"Oscar was the primary subject legal expert and resource for our company's efforts to expand our international payment network. He understood the various business nuances in our different products, and operating geographies and was always understanding with tight deadlines. His team oriented demeanor and calmness under pressure was appreciated by his colleagues."

Payment Distribution Agreement
Posted on Sep 26, 2016

Work History

OTAJ Advisory Group

Founder & Managing Director

Feb 2014 - Present

Identified high growth opportunities in tech, real estate, and renewable energy in the Philippines and Southeast Asia for a global network of investors that include a large-cap Japanese telecom company, U.S. and Asian investment funds, multi-lateral financial organizations, and high net worth individuals looking to invest in emerging markets.

Feb 2014 - Present

Microfinance International Corporation

General Counsel & Corporate Secretary

Apr 2009 - Dec 2013

• Managed legal & compliance group of a financial solutions and global remittances company focused on unbanked markets with business relationships in over 30 countries.

• Led drafting of private placement memoranda and execution documents for final two funding rounds totaling $30MM (2011-13) and eventual sale of the company in 2013.

Apr 2009 - Dec 2013

Credit Suisse Securities

Legal Consultant

Jul 2006 - Sep 2008

• Member of business management team executing commercial mortgage backed securities (“CMBS”) trusts, and high yield debt sales.
o Executed annual CMBS issuances in excess of $5 billion and high yield debt sales in excess of $2 billion annually.

• Managed important aspects of the structuring, legal documentation and closing of approved loans and various high yield debt products

Jul 2006 - Sep 2008

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