Dennis Brovarone Attorney Profile on UpCounsel
Dennis Brovarone

Dennis Brovarone

Attorney at Law

Littleton
Colorado
Licensed in
CO
University of
Denver Sturm College of Law
About
For over 20 years, I have been helping my clients solve the unique challenges of corporate compliance that face both public and private companies. Along these lines, I help companies develop effective business strategies while maintaining effective compliance and reducing overall risk.

As a solo corporate counsel, I provide a number of services more affordably than hiring outside counsel, especially for the everyday requirements of corporate governance. I have handled all crucial transactions and records, from SEC filings to maintaining corporate entities’ registrations with various Secretaries of State.
31
Years
experience

Practice Areas

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Work History

DBLAW

Solo Practice Corporate Governance and Securities Law Attorney

Jan 1991 - Present

Solo Practice in Corporate and Securities Law

Jan 1991 - Present

Dennis Brovarone P.C.

Corporate Attorney

Jan 1991 - Present

Established and operates a private legal practice, specializing in regulatory compliance, corporate governance, public/ private financing offerings and financial reporting compliance for businesses ranging from small, entrepreneurial start-ups to publicly-traded companies.
● Assists client companies with public and private offerings, including full disclosure, terms of offerings and compliance with SEC Securities Act and State Blue Sky regulations
● Provides legal counsel to companies preparing for an IPO: due diligence reviews, interfacing with underwriters’ counsel and regulator; registration statements, and overall SEC, Blue Sky and market compliance
● Creates quarterly, annual and special event reports as per SEC Exchange Act regulations
● Creates and maintains voluntary initial disclosure statements and annual and quarterly reports pursuant to OTC Pink Market Disclosure Guidelines
● Maintains corporate entities’ registration with Secretaries of State throughout the US, including trade name registration research for new businesses
● Ensures Best Practice Corporate Governance for Boards of Directors and Management: preparation of agendas, meeting scripts, minutes and resolutions
● Coordinates corporate reorganizations, including RTO/shell company transactions for both US and international businesses, including SEC Super 8-K requirements to terminate shell company status
● Review clients’ SOX practices, update clients on regulatory changes and offer suggestions for compliance and company structure
● Conducted land title and location research for mining claims and oil & gas leases
● Issues legal opinions and reviews contracts
● Coordinates insider stock trades under Rule 114, Rule 10b5-1 plans and Section 16 reporting
● Interfaces with Depository Trust company and Broadridge Issuer Services

Jan 1991 - Present

Rocky Mountain Hemp Association

member

Jan 2014 - Jan 2015

Jan 2014 - Jan 2015

Littleton Rotary

member

Jan 2014 - Jan 2014

Jan 2014 - Jan 2014

Pure Bioscience

Independent Public Company Director

Jan 1996 - Aug 2013

(NASDAQ: PURE)Served on compensation committee; worked with management on securities transactions, SEC reporting and corporate governance for a biotech company developing a unique anti-microbial substance for use in food service and other new markets.

Jan 1996 - Aug 2013

Robert Half Legal

Foreclosure Analyst

Oct 2011 - Jan 2013

Served as contract analyst for the Office of the Controller of Currency’s nationwide, comprehensive review of mortgage banking practices in regards to states’ foreclosure procedures.
● Became intimately familiar with mortgage contracts, banking practices and multiple states’ foreclosure laws and required procedures, including interplay between first and second mortgages
● Reviewed, analyzed and extracted data from a high volume of highly detailed client files
● Assigned to a national bank and its associated lenders: determined banks’ loan/ foreclosure processing and compare against checklist of states’ required processes
● Served on results-oriented team to process a high number of contractual reviews

Oct 2011 - Jan 2013

LeBouef, Lamb, Leiby & MacRae

Paralegal

Jan 1980 - Jan 1983

Jan 1980 - Jan 1983

Clear Creek County Assessor

Land & Title Clerk

Jan 1979 - Jan 1980

Jan 1979 - Jan 1980

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